- Three principles for better compliance
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Key points
ASIC Commissioner Simone Constant addressed investor relations professionals at the 2024 AIRA Annual Conference regarding compliance ...
- 24-117MR ASIC permanently bans Melbourne director from financial services and credit activities
ASIC has made two orders permanently banning Melbourne-based former director Christopher David Nairn from the financial services and credit ...
- 24-116MR Auditor and audit firm admit to independence failures
ASIC has accepted a court-enforceable undertaking from registered company auditor Robert Johnson and audit firm Hardwickes, based in Canberra. ...
- 24-115MR ASIC suspends AFS licence of Aurora Funds Management Limited
ASIC has suspended the Australian financial services (AFS) licence of Aurora Funds Management Limited (Aurora) (AFSL 222110) until 20 September2024. ...
- 24-114MR ASIC disqualifies NSW director for five years
ASIC has disqualified Andrew Liam Parry of Wentworth Falls, NSW, from managing corporations for the maximum period of five years due to his ...
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